Investor Charter

Investor Charter - Research Analyst (RA)

The Investor Charter serves as a fundamental understanding between investors and businesses, emphasizing transparency, ethical conduct, and mutual values. Investors pledge to conduct comprehensive due diligence, while businesses commit to transparency and sustainability.

SEBI-registered Research Analyst (INH000014252)

Vision and Mission Statement

Vision : Invest with knowledge & safety.

Mission : Every investor should be able to invest in right investment products based on their needs, manage, and monitor them to meet their goals, access reports and enjoy financial wellness.

Business Transacted by the Research Analyst

To publish a research report based on the research activities of the RA.

To provide an independent unbiased view on securities.

To offer unbiased recommendations, disclosing the financial interests in recommended securities.

To provide research recommendations, based on analysis of publicly available information and known observations.

To conduct audits annually.

Services Provided

Onboarding of Clients

Disclosure to Clients
- To distribute research reports and recommendations to the clients without discrimination.
- To maintain confidentiality w.r.t publication of the research report until made available in the public domain.

Compliance Mechanism (Research Analyst)

In case of any grievance/complaint related to Research Analyst, an investor can reach out to our compliance officer on the below details:

Name: Abhyudya Sharma

Email: compliance@onebanc.ai

Address: OneBanc Technologies Pvt Ltd, 1205, Welldone Techpark, Sohna Road, Sector 48, Gurugram, Haryana - 122018
If the investor̓s complaint is not redressed satisfactorily within 30 days, one may lodge a complaint with SEBI on SEBI's 'SCORES' portal https://scores.gov.in/ which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.
Concerning physical complaints, investors may send their complaints to the Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

Responsibilities of Investors

Do's

Always deal with SEBI registered Research Analyst.

Ensure that the Research Analyst has a valid registration certificate.

Check for SEBI registration number.

Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website.

Always pay attention towards disclosures made in the research reports before investing.

Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.

Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.

Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.

Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don't

Do not provide funds for investment to the Research Analyst.

Don̓t fall prey to luring advertisements or market rumours.

Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.

Do not share login credentials and password of your trading and demat accounts with the Research Analyst.

Complaints Status Dashboard

Transparency and user satisfaction are at the core of our values. We understand that user experience is paramount, and we appreciate their engagement with our services. Here, you'll find data showcasing the number of complaints received and their status. We believe in providing our user with a clear and comprehensive overview of our efforts to address their concerns.

Complaints

Data for the month ending

Received from	Pending - Last Month	Received	Resolved	Pending	Pending Complaints > 3 Months	Average Resolution Time (in days)
Directly from investor	0	0	-	0	0	-
SEBI (SCORES)	0	0	-	0	0	-
Other Sources (if any)	0	0	-	0	0	-
Total	0	0	-	0	0	-

Average Resolution Time is the sum total of time taken in days to resolve each complaint in the current month divided by the total number of complaints resolved in the current month.

Monthly Disposal of Complaints

Sr No.

Month

Carried Forward

Received

Resolved

Pending

Resolved: Incorporates complaints from previous months that were resolved within the current month.
Pending: Accounts for complaints that were pending as of the last day of the month.

Annual Disposal of Complaints

Sr No.

Year

Carried Forward

Received

Resolved

Pending

Includes complaints from previous years that were resolved within the current year.
Accounts for complaints that were pending as of the final day of the year.

Disclaimers

OneBanc Technologies Private Limited (”OneBanc“) is a SEBI-registered research analyst registered under the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, bearing registration number INH000014252. Registration granted by SEBI in no way guarantees performance of the research analyst / intermediary or provides any assurance of returns to investors. All investments are subject to market risk, and it is not ideal for all types of investors to invest in the stock market. Read all the related documents carefully before investing.

OneBanc in its role as a research analyst will provide recommendations on equity stocks, mutual funds, and derivatives through the issuance of research reports and / or research analysis by using a mix of fundamental and technical parameters for providing such research recommendations and analysis.

OneBanc will aim to provide accurate recommendations to its clients so that they can make informed decisions on investing. However, all details mentioned in the research reports generated or shared by OneBanc are only expectations of how situations could turn out to be and there is no assurance or guarantee that the targets and figures described in such reports will be achieved. The recipient of the research reports understands and acknowledges that the said reports cannot disclose all the risks. Further, past performance may not necessarily be repeated in the future. The views and tips provided by OneBanc is based on information available to it as of the date of such report, and its analysis is also believed to be accurate as of such date.

All reports are provided to the clients to enable them to make their own investment decisions and must not be construed as investment advice. OneBanc, and its directors, shareholders, and employees, do not take any responsibility, financial or otherwise, for any losses or the damages whatsoever sustained due to investments made, or any action taken by the investor based on its reports, and the investments may be subject to fluctuation in the prices of shares, reduction in the dividend or income, etc. based on the prevailing market conditions.

Neither OneBanc nor any of its associates have any financial interests in the subject company of its reports or any material conflicts of interest in relation thereto. OneBanc does not receive any compensation, benefit, or other incentive from the subject companies of its reports to generate or share such reports. OneBanc maintains an arm̓s length relationship between its research activities and other businesses that it pursues. It has in place sufficient internal controls and policies to ensure adherence to the Securities and Exchange Board of India (Research Analysts) Regulations, 2014.

The information and opinions contained in the research report prepared by OneBanc that is provided to clients or circulated by any other means have been compiled or arrived at, based upon information obtained in good faith from sources believed to be reliable. Such information has not been independently verified and no guarantee, representation, or warranty, express or implied, is made as to its accuracy, completeness, or correctness. All such information and opinions are subject to change without notice. These documents are always meant for information purposes only. Descriptions of any company or companies or their securities mentioned therein are not intended to be complete.

OneBanc reports are not directed to, or intended for display, downloading, printing, reproducing, or for distribution to or use by, any person or entity who is a citizen or resident or located in any locality, state, country, or other jurisdiction where such distribution, publication, reproduction, availability or use would be contrary to law or regulation or what would subject OneBanc or its directors, shareholders, or employees to any registration or licensing requirement within such jurisdiction. If One Banc̓s reports are inadvertently sent or have reached any individual in such country, the same may be ignored and brought to the attention of the sender. All reports generated or provided by OneBanc may not be reproduced, distributed, or published for any purposes without prior written approval of OneBanc.